Arkansas Securities Department


Please Note

We are a service company that can help you file with the Arkansas Securities Department. We are not associated with this nor any other government agency. We offer paid services and software to help you file. You are not required to purchase our service to file - you may file directly with this agency without using our service.


Contact Information

Physical address:
1 Commerce Way, Suite 402
Little Rock, AR 72202

Phone: (501) 324-9260
Fax: (501) 324-9268

Web: Home Name search
Email: ASDInfo@arkansas.gov

Licenses

We track the following licenses with the Arkansas Securities Department in order to provide compliance services to our clients. As a client, you see this and other Compliance Core™ data in License Manager in-line with your licenses.

A laptop placed on a desk with our License Manager software on display

Arkansas Combination Mortgage Banker-Broker-Servicer License

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $750 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$350

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Combination Mortgage Banker-Broker-Servicer License (Branch)

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$20 + $100 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Currency Exchanger

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1500 application fee + $375 license/registration fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$375

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Loan Officer License

Agency:Arkansas Securities Department

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $50 application fee + $15 credit report + $36.25 background check

Registration Renewal

Filing Method:

Online

Agency Fee:

$50

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Arkansas Money Transmitter License

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1500 application fee + $750 license/registration fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$750

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Mortgage Banker License

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $750 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$350

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Mortgage Banker License (Branch)

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$20 + $100 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Mortgage Broker License

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $750 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$350

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Mortgage Broker License (Branch)

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$20 + $100 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Mortgage Servicer License

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $750 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$350

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Arkansas Mortgage Servicer License (Branch)

Agency:Arkansas Securities Department
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$20 + $100 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Related Government Agencies

Explore other Arkansas government agencies we can help you stay compliant with:


Order Registered Agent Service

In my opinion, their "Human Touch" element is what really makes this company stand out! I wouldn't go anywhere else!
JanaeLaw Offices of Donald W. Hudspeth, PC
It's awesome to know that Harbor Compliance is looking out for my customers' best interests and will only do what's right for them.
RyanFOUR16 CPA