Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section


Please Note

We are a service company that can help you file with the Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section. We are not associated with this nor any other government agency. We offer paid services and software to help you file. You are not required to purchase our service to file - you may file directly with this agency without using our service.


Contact Information

Physical address:
4822 Madison Yards Way
North Tower
Madison, WI 53705

Mailing address:
PO Box 7876
Madison, WI 53707

Phone: (608) 261-7578

Web: Home Name search
Email: DFI_LFS@dfi.wisconsin.gov

Licenses

We track the following licenses with the Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section in order to provide compliance services to our clients. As a client, you see this and other Compliance Core™ data in License Manager in-line with your licenses.

A laptop placed on a desk with our License Manager software on display

Wisconsin Adjustment Service Company Branch License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$200 application fee + $200 license/registration fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$200

Due:

Annually by December 10.

Wisconsin Adjustment Service Company License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$200 application fee + $200 license/registration fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$200

Due:

Annually by December 10.

Wisconsin Adjustment Service Company Registration (Main Office - No Activity)

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$0

Registration Renewal

Filing Method:

Online

Agency Fee:

$0

Due:

Annually by December 10.

Wisconsin Collection Agency License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Bond Requirements:

$25,000 if all entity records are maintained within Wisconsin and $35,000 if any records are maintained out-of-state.

Notes:

A non-resident is not required to obtain a collection agency license if that person conducts collection business with state residents solely by means of interstate telecommunications or interstate mail. If a non-resident physically enters Wisconsin to solicit accounts from creditors or to collect accounts, that person is required to obtain a Wisconsin collection agency license and have a Wisconsin office.

Initial Registration

Form:

Collection Agency License Application

Agency Fee:

$1,000 investigation fee + $200 license fee + an additional fee for each solicitor and a $15 license fee for each solicitor working outside of the office.

Notarization Required?:Required

Registration Renewal

Agency Fee:

$200 + $15 license fee for each solicitor working outside of the office.

Due:

Annually by June 1.

Notes:

Renewal applications are sent to licensees about one month prior to expiration.

Supplemental Reporting
Annual Report

Agency Fee:

$0

Due:

Annually by March 15.

Notes:

Contact the division for a form.

Wisconsin Exempt Mortgage Company Branch Registration

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$370

Registration Renewal

Filing Method:

Online

Agency Fee:

$350

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Exempt Mortgage Company Registration

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1,100

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Loan Company Branch License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$300 application fee + $500 license/registration fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$500

Due:

Annually by December 10.

Wisconsin Loan Company License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $300 application fee + $500 license/registration fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$500

Due:

Annually by December 10.

Wisconsin Loan Company Registration (Main Office-No Activity)

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100

Registration Renewal

Filing Method:

Online

Agency Fee:

$0

Due:

Annually by December 10.

Wisconsin Mortgage Banker Branch License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$370

Registration Renewal

Filing Method:

Online

Agency Fee:

$350

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Mortgage Banker License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1,100

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Mortgage Broker Branch License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$370

Registration Renewal

Filing Method:

Online

Agency Fee:

$350

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Mortgage Broker License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$850

Registration Renewal

Filing Method:

Online

Agency Fee:

$750

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Mortgage Loan Originator License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$40 + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$250

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Mortgage Loan Originator License (Wisconsin Resident Veteran only)

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$280 + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$250

Due:

  • Annually by December 31.
  • Licenses issued in November or December remain valid through the next renewal period.

Wisconsin Payday Lender Branch License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$300 application fee + $500 license/registration fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$500

Due:

Annually by December 10.

Wisconsin Payday Lender License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$300 application fee + $500 license/registration fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$500

Due:

Annually by December 10.

Wisconsin Payday Lender Registration (Main Office-No Activity)

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$0

Due:

Annually by December 10.

Wisconsin Sales Finance Company License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$300 application fee + $50 license/registration fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

The annual license fee is based on the gross volume of purchases of retail installment contracts and consumer leases of motor vehicles sold or leased in Wisconsin from Nov. 1 to Oct. 31 of each year. The fee is $50 for the first $100,000 and an additional $15 for each additional $100,000 or part thereof over $100,000. If the volume exceeds $100,000 an invoice will be created for the balance of the license fee over $50.

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Wisconsin Sales Finance Company License (Depository Institution)

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$300 application fee + $50 license/registration fee

Registration Renewal

Filing Method:

Online

Agency Fee:

The annual license fee is based on the gross volume of purchases of retail installment contracts and consumer leases of motor vehicles sold or leased in Wisconsin from Nov. 1 to Oct. 31 of each year. The fee is $50 for the first $100,000 and an additional $15 for each additional $100,000 or part thereof over $100,000. If the volume exceeds $100,000 an invoice will be created for the balance of the license fee over $50.

Due:

Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.

Wisconsin Seller of Checks License

Agency:Wisconsin Department of Financial Institutions (DFI) - Division of Banking - Licensed Financial Services Section
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$500 license fee + $300 investigation fee + $5 fee per additional location + $15 credit report fee + $36.25 background check fee + $0.25 fee per agent per year

Registration Renewal

Filing Method:

Online

Agency Fee:

$400 renewal fee + $100 NMLS fee + $5 for each location and/or authorized agent active as of November 14

Due:

Licenses expire on December 1 of each year. Licensees are recommeded to renew by November 1.

Related Government Agencies

Explore other Wisconsin government agencies we can help you stay compliant with:


Order Registered Agent Service

In my opinion, their "Human Touch" element is what really makes this company stand out! I wouldn't go anywhere else!
JanaeLaw Offices of Donald W. Hudspeth, PC
It's awesome to know that Harbor Compliance is looking out for my customers' best interests and will only do what's right for them.
RyanFOUR16 CPA