Indiana Secretary of State - Securities Division


Please Note

We are a service company that can help you file with the Indiana Secretary of State - Securities Division. We are not associated with this nor any other government agency. We offer paid services and software to help you file. You are not required to purchase our service to file - you may file directly with this agency without using our service.


Contact Information

Phone: (317) 232-6681
Fax: (317) 233-3675

Web: Home Name search

Licenses

We track the following licenses with the Indiana Secretary of State - Securities Division in order to provide compliance services to our clients. As a client, you see this and other Compliance Core™ data in License Manager in-line with your licenses.

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Indiana Collection Agency Branch License

Agency:Indiana Secretary of State - Securities Division
Bond Requirements:

$5,000 surety bond.

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$30

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$30

Due:

Licenses expire on December 31st, but renewals are due by December 1 every year.

Indiana Collection Agency License

Agency:Indiana Secretary of State - Securities Division
Bond Requirements:

$5,000 surety bond.

Registered Agent (Special Agency) Required?Yes

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$100 application fee + $100 processing fee.

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$100

Due:

Licenses expire on December 31st, but renewals are due by December 1 every year.

Indiana Loan Broker Branch License

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$20 + $75 application fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$75

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Broker License

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $200 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$200 renewal fee + $100 equitable owner fee

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Originator License

Agency:Indiana Secretary of State - Securities Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $50 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$50

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Processing Company Registration

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $25 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$25

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Principal Manager License

Agency:Indiana Secretary of State - Securities Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $100 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

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