Alabama Charitable Gift Annuity Registration
Charities are required to meet prerequisites and follow regulations before using charitable annuities for fundraising. This guide contains information about charitable gift annuities in Alabama.
Alabama Charitable Gift Annuity Registration
| Agency: | Alabama Securities Commission - Registration Division |
| Law: | AL Code § 8-6-10 and Securities Commission Administrative Code 830-X-6-.10 |
Initial Registration
| Form: | Form U-4: Uniform Application for Securities Industry Registration or Transfer |
| Agency Fee: | $60 per agent. |
| Notes: | Individual agents who solicit on behalf of an organization should register using form U-4. The issuing organization must also submit form U-2 and various supporting documents. |
Registration Renewal
| Agency Fee: | $60 |
| Due: | Annually |
